Our Staff has compiled our research into a database of FINRA Disclosures for Luis Alberto Rosario. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Alberto Rosario | 4593449 | 21 | 11/09/2015 | Customer Dispute | Settled | $53,786.80 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 08/27/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 07/23/2015 | Customer Dispute | Settled | $755,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 07/22/2015 | Customer Dispute | Settled | $1,850,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 06/08/2015 | Customer Dispute | Settled | $302,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 03/13/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 08/27/2014 | Customer Dispute | Settled | $1,074,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 04/30/2014 | Customer Dispute | Settled | $752,053.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 03/14/2014 | Customer Dispute | Settled | $299,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 01/21/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |