Our Staff has compiled our research into a database of FINRA Disclosures for Luis Alberto Rosario. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Alberto Rosario | 4593449 | 21 | 05/11/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 08/23/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 07/30/2019 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 06/18/2019 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 11/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 02/14/2018 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 10/06/2017 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 09/26/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 05/20/2016 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 02/18/2016 | Customer Dispute | Settled | $192,130.00 | $0.00 | See FINRA Report |