Our Staff has compiled our research into a database of FINRA Disclosures for Thomas S Martin. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas S Martin | 4500330 | 4 | 01/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas S Martin | 4500330 | 4 | 08/15/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Thomas S Martin | 4500330 | 4 | 07/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas S Martin | 4500330 | 4 | 08/22/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |