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FINRA Disclosures for Allen Michael Kay

Our Staff has compiled our research into a database of FINRA Disclosures for Allen Michael Kay. Search or filter the database to find more about this broker.

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Displaying 11-16 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Allen Michael Kay44749171607/23/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Allen Michael Kay44749171607/22/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Allen Michael Kay44749171607/21/2008Customer DisputeSettled$6,000.00$0.00See FINRA Report
Allen Michael Kay44749171607/18/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Allen Michael Kay44749171607/10/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Allen Michael Kay44749171606/12/2008Customer DisputeSettled$0.00$0.00See FINRA Report

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