Our Staff has compiled our research into a database of FINRA Disclosures for Peter Douglas Field. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Peter Douglas Field | 4391810 | 5 | 10/05/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Peter Douglas Field | 4391810 | 5 | 01/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Peter Douglas Field | 4391810 | 5 | 03/19/2008 | Customer Dispute | Pending | $8,540.00 | $0.00 | See FINRA Report |
Peter Douglas Field | 4391810 | 5 | 03/07/2008 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Peter Douglas Field | 4391810 | 5 | 03/13/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |