Our Staff has compiled our research into a database of FINRA Disclosures for Michael Peter Duprey. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Peter Duprey | 4311541 | 5 | 05/13/2014 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
Michael Peter Duprey | 4311541 | 5 | 07/09/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Peter Duprey | 4311541 | 5 | 05/22/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Peter Duprey | 4311541 | 5 | 04/02/2008 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
Michael Peter Duprey | 4311541 | 5 | 01/14/2008 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |