Our Staff has compiled our research into a database of FINRA Disclosures for Mark John Dunn. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark John Dunn | 4279005 | 7 | 08/16/2012 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
Mark John Dunn | 4279005 | 7 | 08/01/2011 | Customer Dispute | Denied | $5,433.00 | $0.00 | See FINRA Report |
Mark John Dunn | 4279005 | 7 | 03/31/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Mark John Dunn | 4279005 | 7 | 02/14/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Mark John Dunn | 4279005 | 7 | 10/03/2005 | Customer Dispute | Denied | $21,600.00 | $0.00 | See FINRA Report |
Mark John Dunn | 4279005 | 7 | 07/19/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Mark John Dunn | 4279005 | 7 | 03/31/2005 | Customer Dispute | Denied | $215,000.00 | $0.00 | See FINRA Report |