Potomac Analytics' Logo

FINRA Disclosures for Mark John Dunn

Our Staff has compiled our research into a database of FINRA Disclosures for Mark John Dunn. Search or filter the database to find more about this broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark John Dunn4279005708/16/2012Customer DisputeDenied$18,000.00$0.00See FINRA Report
Mark John Dunn4279005708/01/2011Customer DisputeDenied$5,433.00$0.00See FINRA Report
Mark John Dunn4279005703/31/2006Customer DisputeSettled$5,000.00$0.00See FINRA Report
Mark John Dunn4279005702/14/2006Customer DisputeDenied$5,000.00$0.00See FINRA Report
Mark John Dunn4279005710/03/2005Customer DisputeDenied$21,600.00$0.00See FINRA Report
Mark John Dunn4279005707/19/2005Employment Separation After Allegations$0.00$0.00See FINRA Report
Mark John Dunn4279005703/31/2005Customer DisputeDenied$215,000.00$0.00See FINRA Report

7 Results

Display: