Our Staff has compiled our research into a database of FINRA Disclosures for Gary Clifford Smith. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Clifford Smith | 427601 | 11 | 09/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Clifford Smith | 427601 | 11 | 08/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Clifford Smith | 427601 | 11 | 06/03/2016 | Customer Dispute | Closed-No Action | $114,000.00 | $0.00 | See FINRA Report |
| Gary Clifford Smith | 427601 | 11 | 06/09/2011 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Gary Clifford Smith | 427601 | 11 | 05/04/2010 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Gary Clifford Smith | 427601 | 11 | 02/09/2009 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Gary Clifford Smith | 427601 | 11 | 11/06/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gary Clifford Smith | 427601 | 11 | 06/11/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Clifford Smith | 427601 | 11 | 04/27/1992 | Customer Dispute | Award / Judgment | $30,000.00 | $30,000.00 | See FINRA Report |
| Gary Clifford Smith | 427601 | 11 | 03/24/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |