Our Staff has compiled our research into a database of FINRA Disclosures for Roderick K Von Lipsey. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roderick K von Lipsey | 4270444 | 4 | 08/10/2020 | Customer Dispute | Award / Judgment | $445,894.00 | $0.00 | See FINRA Report |
| Roderick K von Lipsey | 4270444 | 4 | 07/22/2020 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
| Roderick K von Lipsey | 4270444 | 4 | 10/28/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Roderick K von Lipsey | 4270444 | 4 | 09/19/2019 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See FINRA Report |