Our Staff has compiled our research into a database of FINRA Disclosures for Jay Frederick Haffley. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jay Frederick Haffley | 4265323 | 4 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jay Frederick Haffley | 4265323 | 4 | 11/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jay Frederick Haffley | 4265323 | 4 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jay Frederick Haffley | 4265323 | 4 | 05/23/2011 | Customer Dispute | Settled | $14,611.00 | $0.00 | See FINRA Report |