Our Staff has compiled our research into a database of FINRA Disclosures for Richard Bruce Sladek. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Bruce Sladek | 426080 | 10 | 04/18/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Bruce Sladek | 426080 | 10 | 08/16/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Bruce Sladek | 426080 | 10 | 04/04/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Bruce Sladek | 426080 | 10 | 03/07/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Richard Bruce Sladek | 426080 | 10 | 05/16/2005 | Customer Dispute | Closed-No Action | $125,000.00 | $0.00 | See FINRA Report |
| Richard Bruce Sladek | 426080 | 10 | 10/28/2004 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Richard Bruce Sladek | 426080 | 10 | 03/17/2003 | Customer Dispute | Award / Judgment | $1,100,000.00 | $705,494.00 | See FINRA Report |
| Richard Bruce Sladek | 426080 | 10 | 01/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Bruce Sladek | 426080 | 10 | 08/24/2001 | Customer Dispute | Settled | $190,554.00 | $0.00 | See FINRA Report |
| Richard Bruce Sladek | 426080 | 10 | 01/09/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |