Our Staff has compiled our research into a database of FINRA Disclosures for Edward Joseph Barfield. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Edward Joseph Barfield | 4257082 | 8 | 02/08/2024 | Customer Dispute | Pending | $292,000.00 | $0.00 | See FINRA Report |
Edward Joseph Barfield | 4257082 | 8 | 01/25/2017 | Customer Dispute | Withdrawn | $291,921.00 | $0.00 | See FINRA Report |
Edward Joseph Barfield | 4257082 | 8 | 07/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edward Joseph Barfield | 4257082 | 8 | 02/22/2011 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
Edward Joseph Barfield | 4257082 | 8 | 10/21/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Edward Joseph Barfield | 4257082 | 8 | 08/02/2010 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Edward Joseph Barfield | 4257082 | 8 | 05/12/2010 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
Edward Joseph Barfield | 4257082 | 8 | 07/15/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |