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FINRA Disclosures for Edward Joseph Barfield

Our Staff has compiled our research into a database of FINRA Disclosures for Edward Joseph Barfield. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Edward Joseph Barfield4257082802/08/2024Customer DisputePending$292,000.00$0.00See FINRA Report
Edward Joseph Barfield4257082801/25/2017Customer DisputeWithdrawn$291,921.00$0.00See FINRA Report
Edward Joseph Barfield4257082807/01/2015RegulatoryFinal$0.00$0.00See FINRA Report
Edward Joseph Barfield4257082802/22/2011Customer DisputeClosed-No Action$12,000.00$0.00See FINRA Report
Edward Joseph Barfield4257082810/21/2010Customer DisputeSettled$0.00$0.00See FINRA Report
Edward Joseph Barfield4257082808/02/2010Customer DisputeDenied$100,000.00$0.00See FINRA Report
Edward Joseph Barfield4257082805/12/2010Customer DisputeSettled$180,000.00$0.00See FINRA Report
Edward Joseph Barfield4257082807/15/2009Customer DisputeSettled$0.00$0.00See FINRA Report

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