Our Staff has compiled our research into a database of FINRA Disclosures for Walter Clifton Shirley. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Walter Clifton Shirley | 422355 | 4 | 02/23/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Walter Clifton Shirley | 422355 | 4 | 12/11/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Walter Clifton Shirley | 422355 | 4 | 04/03/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Walter Clifton Shirley | 422355 | 4 | 11/20/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |