Our Staff has compiled our research into a database of FINRA Disclosures for Kristopher B Smith. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristopher B Smith | 4199159 | 5 | 02/20/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher B Smith | 4199159 | 5 | 11/22/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher B Smith | 4199159 | 5 | 10/26/2016 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |
| Kristopher B Smith | 4199159 | 5 | 05/26/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kristopher B Smith | 4199159 | 5 | 02/29/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |