Our Staff has compiled our research into a database of FINRA Disclosures for Audrey K Croft. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Audrey K Croft | 4178028 | 13 | 10/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Audrey K Croft | 4178028 | 13 | 04/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Audrey K Croft | 4178028 | 13 | 01/13/2019 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
Audrey K Croft | 4178028 | 13 | 02/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Audrey K Croft | 4178028 | 13 | 10/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Audrey K Croft | 4178028 | 13 | 06/10/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Audrey K Croft | 4178028 | 13 | 02/11/2009 | Customer Dispute | Settled | $49,108.70 | $0.00 | See FINRA Report |
Audrey K Croft | 4178028 | 13 | 09/14/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Audrey K Croft | 4178028 | 13 | 10/15/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Audrey K Croft | 4178028 | 13 | 01/09/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |