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FINRA Disclosures for Audrey K Croft

Our Staff has compiled our research into a database of FINRA Disclosures for Audrey K Croft. Search or filter the database to find more about this broker.

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Displaying 10 out of 13 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Audrey K Croft41780281310/24/2019Judgment / Lien$0.00$0.00See FINRA Report
Audrey K Croft41780281304/01/2019Judgment / Lien$0.00$0.00See FINRA Report
Audrey K Croft41780281301/13/2019Customer DisputeDenied$27,000.00$0.00See FINRA Report
Audrey K Croft41780281302/24/2012Judgment / Lien$0.00$0.00See FINRA Report
Audrey K Croft41780281310/14/2011Judgment / Lien$0.00$0.00See FINRA Report
Audrey K Croft41780281306/10/2011Judgment / Lien$0.00$0.00See FINRA Report
Audrey K Croft41780281302/11/2009Customer DisputeSettled$49,108.70$0.00See FINRA Report
Audrey K Croft41780281309/14/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Audrey K Croft41780281310/15/1998Judgment / Lien$0.00$0.00See FINRA Report
Audrey K Croft41780281301/09/1997Judgment / Lien$0.00$0.00See FINRA Report

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