Our Staff has compiled our research into a database of FINRA Disclosures for Brent Stephen Spicuzza. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Stephen Spicuzza | 4134728 | 7 | 08/07/2017 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Brent Stephen Spicuzza | 4134728 | 7 | 03/21/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brent Stephen Spicuzza | 4134728 | 7 | 12/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Stephen Spicuzza | 4134728 | 7 | 11/19/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brent Stephen Spicuzza | 4134728 | 7 | 02/14/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brent Stephen Spicuzza | 4134728 | 7 | 11/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Stephen Spicuzza | 4134728 | 7 | 07/14/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |