Our Staff has compiled our research into a database of FINRA Disclosures for Gillian Carole Lotz Hopkins. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 02/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 08/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 07/16/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 09/30/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 11/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 02/06/2004 | Customer Dispute | Settled | $51,019.50 | $0.00 | See FINRA Report |