Our Staff has compiled our research into a database of FINRA Disclosures for Christopher Michael Herrmann. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Michael Herrmann | 4123657 | 11 | 10/19/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Herrmann | 4123657 | 11 | 10/13/2016 | Customer Dispute | Settled | $12,700.00 | $0.00 | See FINRA Report |
| Christopher Michael Herrmann | 4123657 | 11 | 03/28/2016 | Customer Dispute | Settled | $6,112.00 | $0.00 | See FINRA Report |
| Christopher Michael Herrmann | 4123657 | 11 | 05/20/2015 | Customer Dispute | Closed-No Action | $11,200.00 | $0.00 | See FINRA Report |
| Christopher Michael Herrmann | 4123657 | 11 | 04/28/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Herrmann | 4123657 | 11 | 04/20/2015 | Customer Dispute | Settled | $17,175.00 | $0.00 | See FINRA Report |
| Christopher Michael Herrmann | 4123657 | 11 | 10/24/2013 | Customer Dispute | Denied | $5,776.25 | $0.00 | See FINRA Report |
| Christopher Michael Herrmann | 4123657 | 11 | 12/11/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Herrmann | 4123657 | 11 | 12/05/2008 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Herrmann | 4123657 | 11 | 10/02/2008 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |