Our Staff has compiled our research into a database of FINRA Disclosures for Nick L Morgan. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nick L Morgan | 4096036 | 6 | 03/30/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Nick L Morgan | 4096036 | 6 | 12/02/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nick L Morgan | 4096036 | 6 | 06/19/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nick L Morgan | 4096036 | 6 | 03/11/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nick L Morgan | 4096036 | 6 | 01/23/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nick L Morgan | 4096036 | 6 | 10/28/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |