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FINRA Disclosures for Shams Deitrick

Our Staff has compiled our research into a database of FINRA Disclosures for Shams Deitrick. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Shams Deitrick4090122307/25/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Shams Deitrick4090122303/29/2007Customer DisputeSettled$0.00$0.00See FINRA Report
Shams Deitrick4090122302/28/2007Employment Separation After Allegations$0.00$0.00See FINRA Report

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