Our Staff has compiled our research into a database of FINRA Disclosures for Max Jack Safdie. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Max Jack Safdie | 408921 | 8 | 02/02/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Max Jack Safdie | 408921 | 8 | 09/19/2008 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Max Jack Safdie | 408921 | 8 | 02/21/2005 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Max Jack Safdie | 408921 | 8 | 07/17/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Max Jack Safdie | 408921 | 8 | 01/12/1996 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |
| Max Jack Safdie | 408921 | 8 | 10/04/1995 | Customer Dispute | Award / Judgment | $0.00 | $25,000.00 | See FINRA Report |
| Max Jack Safdie | 408921 | 8 | 10/27/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Max Jack Safdie | 408921 | 8 | 08/20/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |