Our Staff has compiled our research into a database of FINRA Disclosures for Richard Vernon Pinto. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard Vernon Pinto | 4064269 | 4 | 07/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Richard Vernon Pinto | 4064269 | 4 | 12/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Richard Vernon Pinto | 4064269 | 4 | 12/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Richard Vernon Pinto | 4064269 | 4 | 10/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |