Our Staff has compiled our research into a database of FINRA Disclosures for Barry Alan Ross. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Alan Ross | 404927 | 13 | 11/15/2018 | Customer Dispute | Settled | $998,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 07/29/2016 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 04/16/2013 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 11/30/2007 | Customer Dispute | Denied | $74,817.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 07/01/2005 | Customer Dispute | Denied | $185,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 04/22/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 03/08/2005 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 07/12/2004 | Customer Dispute | Settled | $262,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 02/25/2004 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 03/31/2003 | Customer Dispute | Settled | $8,881,210.00 | $0.00 | See FINRA Report |