Our Staff has compiled our research into a database of FINRA Disclosures for William John Nasgovitz. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William John Nasgovitz | 344990 | 10 | 01/25/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William John Nasgovitz | 344990 | 10 | 11/09/2005 | Customer Dispute | Settled | $2,363.71 | $0.00 | See FINRA Report |
| William John Nasgovitz | 344990 | 10 | 12/23/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William John Nasgovitz | 344990 | 10 | 07/12/2001 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| William John Nasgovitz | 344990 | 10 | 03/19/2001 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| William John Nasgovitz | 344990 | 10 | 01/22/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William John Nasgovitz | 344990 | 10 | 12/18/2000 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| William John Nasgovitz | 344990 | 10 | 11/02/2000 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| William John Nasgovitz | 344990 | 10 | 10/26/2000 | Customer Dispute | Denied | $98,378.00 | $0.00 | See FINRA Report |
| William John Nasgovitz | 344990 | 10 | 11/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |