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FINRA Disclosures for Scott S Niekamp

Our Staff has compiled our research into a database of FINRA Disclosures for Scott S Niekamp. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Scott S Niekamp3277810702/23/2023RegulatoryFinal$0.00$0.00See FINRA Report
Scott S Niekamp3277810708/02/2021RegulatoryFinal$0.00$0.00See FINRA Report
Scott S Niekamp3277810706/09/2021RegulatoryFinal$0.00$0.00See FINRA Report
Scott S Niekamp3277810704/28/2021Customer DisputeSettled$5,000,000.00$0.00See FINRA Report
Scott S Niekamp3277810707/23/2019Customer DisputeSettled$50,000.00$0.00See FINRA Report
Scott S Niekamp3277810702/22/2018Customer DisputeDenied$5,000,000.00$0.00See FINRA Report
Scott S Niekamp3277810702/12/2018Customer DisputeSettled$500,000.00$0.00See FINRA Report

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