Our Staff has compiled our research into a database of FINRA Disclosures for Scott S Niekamp. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Scott S Niekamp | 3277810 | 7 | 02/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Scott S Niekamp | 3277810 | 7 | 08/02/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Scott S Niekamp | 3277810 | 7 | 06/09/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Scott S Niekamp | 3277810 | 7 | 04/28/2021 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
Scott S Niekamp | 3277810 | 7 | 07/23/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Scott S Niekamp | 3277810 | 7 | 02/22/2018 | Customer Dispute | Denied | $5,000,000.00 | $0.00 | See FINRA Report |
Scott S Niekamp | 3277810 | 7 | 02/12/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |