Our Staff has compiled our research into a database of FINRA Disclosures for Thomas A Vigil. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas A Vigil | 3269058 | 6 | 05/03/2017 | Customer Dispute | Denied | $7,539.53 | $0.00 | See FINRA Report |
| Thomas A Vigil | 3269058 | 6 | 07/18/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas A Vigil | 3269058 | 6 | 07/24/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas A Vigil | 3269058 | 6 | 05/07/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas A Vigil | 3269058 | 6 | 12/16/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas A Vigil | 3269058 | 6 | 08/15/2006 | Customer Dispute | Denied | $9,223.50 | $0.00 | See FINRA Report |