Our Staff has compiled our research into a database of FINRA Disclosures for Kelly Ray Hosek. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kelly Ray Hosek | 3268033 | 8 | 09/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kelly Ray Hosek | 3268033 | 8 | 02/27/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Kelly Ray Hosek | 3268033 | 8 | 02/15/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Kelly Ray Hosek | 3268033 | 8 | 01/01/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kelly Ray Hosek | 3268033 | 8 | 09/12/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Kelly Ray Hosek | 3268033 | 8 | 05/05/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
Kelly Ray Hosek | 3268033 | 8 | 12/16/2003 | Customer Dispute | Denied | $6,909.34 | $0.00 | See FINRA Report |
Kelly Ray Hosek | 3268033 | 8 | 10/28/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |