Our Staff has compiled our research into a database of FINRA Disclosures for Nicolas Shane Toadvine. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nicolas Shane Toadvine | 3260858 | 12 | 07/05/2011 | Customer Dispute | Settled | $261,272.00 | $0.00 | See FINRA Report |
Nicolas Shane Toadvine | 3260858 | 12 | 01/11/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |