Potomac Analytics' Logo

FINRA Disclosures for Nicolas Shane Toadvine

Our Staff has compiled our research into a database of FINRA Disclosures for Nicolas Shane Toadvine. Search or filter the database to find more about this broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 11-12 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nicolas Shane Toadvine32608581207/05/2011Customer DisputeSettled$261,272.00$0.00See FINRA Report
Nicolas Shane Toadvine32608581201/11/2010Customer DisputeSettled$50,000.00$0.00See FINRA Report

12 Results

Display: