Our Staff has compiled our research into a database of FINRA Disclosures for Nicolas Shane Toadvine. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicolas Shane Toadvine | 3260858 | 12 | 05/19/2014 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 05/12/2014 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 08/02/2013 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 05/03/2013 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 12/21/2012 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 10/01/2012 | Customer Dispute | Settled | $191,000.00 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 08/02/2012 | Customer Dispute | Settled | $683,000.00 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 04/13/2012 | Customer Dispute | Denied | $13,140.00 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 04/10/2012 | Customer Dispute | Settled | $448,056.00 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 12/27/2011 | Customer Dispute | Settled | $265,000.00 | $0.00 | See FINRA Report |