Our Staff has compiled our research into a database of FINRA Disclosures for Charles Elmer Sorensen. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Charles Elmer Sorensen | 3255618 | 5 | 02/02/2018 | Customer Dispute | Settled | $121,672.00 | $0.00 | See FINRA Report |
Charles Elmer Sorensen | 3255618 | 5 | 08/24/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Charles Elmer Sorensen | 3255618 | 5 | 06/27/2016 | Customer Dispute | Closed-No Action | $94,133.40 | $0.00 | See FINRA Report |
Charles Elmer Sorensen | 3255618 | 5 | 01/26/2016 | Customer Dispute | Closed-No Action | $234,000.00 | $0.00 | See FINRA Report |
Charles Elmer Sorensen | 3255618 | 5 | 11/09/2015 | Customer Dispute | Settled | $107,000.00 | $0.00 | See FINRA Report |