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FINRA Disclosures for Charles Elmer Sorensen

Our Staff has compiled our research into a database of FINRA Disclosures for Charles Elmer Sorensen. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Charles Elmer Sorensen3255618502/02/2018Customer DisputeSettled$121,672.00$0.00See FINRA Report
Charles Elmer Sorensen3255618508/24/2016Customer DisputeSettled$100,000.00$0.00See FINRA Report
Charles Elmer Sorensen3255618506/27/2016Customer DisputeClosed-No Action$94,133.40$0.00See FINRA Report
Charles Elmer Sorensen3255618501/26/2016Customer DisputeClosed-No Action$234,000.00$0.00See FINRA Report
Charles Elmer Sorensen3255618511/09/2015Customer DisputeSettled$107,000.00$0.00See FINRA Report

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