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FINRA Disclosures for Jeffrey Scott Sims

Our Staff has compiled our research into a database of FINRA Disclosures for Jeffrey Scott Sims. Search or filter the database to find more about this broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffrey Scott Sims3247374609/19/2014Customer DisputeSettled$18,071,100.00$0.00See FINRA Report
Jeffrey Scott Sims3247374609/17/2014Customer DisputeSettled$1,337,500.00$0.00See FINRA Report
Jeffrey Scott Sims3247374607/10/2014Customer DisputeSettled$0.00$0.00See FINRA Report
Jeffrey Scott Sims3247374606/23/2014Customer DisputeSettled$0.00$0.00See FINRA Report
Jeffrey Scott Sims3247374604/04/2014Customer DisputeSettled$25,000.00$0.00See FINRA Report
Jeffrey Scott Sims3247374605/12/2011Customer DisputeSettled$850,000.00$0.00See FINRA Report

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