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FINRA Disclosures for Roberto Hernan Santa Maria

Our Staff has compiled our research into a database of FINRA Disclosures for Roberto Hernan Santa Maria. Search or filter the database to find more about this broker.

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Displaying 31-31 out of 31 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Roberto Hernan Santa Maria31897973111/15/2011Customer DisputeDenied$35,674.00$0.00See FINRA Report

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