Our Staff has compiled our research into a database of FINRA Disclosures for David Brock Whitson. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Brock Whitson | 3178318 | 7 | 07/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Brock Whitson | 3178318 | 7 | 01/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Brock Whitson | 3178318 | 7 | 12/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Brock Whitson | 3178318 | 7 | 06/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Brock Whitson | 3178318 | 7 | 11/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Brock Whitson | 3178318 | 7 | 10/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Brock Whitson | 3178318 | 7 | 01/10/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |