Our Staff has compiled our research into a database of FINRA Disclosures for Daniel Andrew Vise. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Andrew Vise | 3140821 | 8 | 01/03/2017 | Customer Dispute | Settled | $242,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 11/05/2013 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 05/02/2013 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 01/25/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 01/25/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 01/25/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 01/24/2013 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Daniel Andrew Vise | 3140821 | 8 | 12/28/2012 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |