Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Michael Dewbray. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Michael Dewbray | 3129956 | 3 | 11/10/2010 | Customer Dispute | Award / Judgment | $145,000.00 | $1.00 | See FINRA Report |
Thomas Michael Dewbray | 3129956 | 3 | 02/01/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Thomas Michael Dewbray | 3129956 | 3 | 03/29/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |