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FINRA Disclosures for Jorge L Lopez-Balboa

Our Staff has compiled our research into a database of FINRA Disclosures for Jorge L Lopez-Balboa. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jorge L Lopez-Balboa312625209/01/1990Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
Jorge L Lopez-Balboa312625211/20/1978RegulatoryFinal$0.00$0.00See FINRA Report

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