Our Staff has compiled our research into a database of FINRA Disclosures for Stephen John Ferencik. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen John Ferencik | 3126037 | 9 | 05/04/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 04/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 11/01/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 06/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 05/18/2010 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 02/23/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen John Ferencik | 3126037 | 9 | 03/28/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 12/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 07/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |