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FINRA Disclosures for Wai Kee Chan

Our Staff has compiled our research into a database of FINRA Disclosures for Wai Kee Chan. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Wai Kee Chan3089150306/01/2009Customer DisputeSettled$180,000.00$0.00See FINRA Report
Wai Kee Chan3089150304/02/2009Customer DisputeSettled$21,257.00$0.00See FINRA Report
Wai Kee Chan3089150310/13/2008Customer DisputeSettled$253,806.00$0.00See FINRA Report

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