Our Staff has compiled our research into a database of FINRA Disclosures for Wai Kee Chan. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Wai Kee Chan | 3089150 | 3 | 06/01/2009 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
Wai Kee Chan | 3089150 | 3 | 04/02/2009 | Customer Dispute | Settled | $21,257.00 | $0.00 | See FINRA Report |
Wai Kee Chan | 3089150 | 3 | 10/13/2008 | Customer Dispute | Settled | $253,806.00 | $0.00 | See FINRA Report |