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FINRA Disclosures for David Richard Geake

Our Staff has compiled our research into a database of FINRA Disclosures for David Richard Geake. Search or filter the database to find more about this broker.

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Displaying 21-30 out of 46 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Richard Geake30888914907/28/2023Customer DisputePending$50,000.00$0.00See FINRA Report
David Richard Geake30888914906/02/2023Customer DisputeWithdrawn$42,000.00$0.00See FINRA Report
David Richard Geake30888914904/18/2023Customer DisputeSettled$25,000.00$0.00See FINRA Report
David Richard Geake30888914901/20/2023Customer DisputeSettled$698,000.00$0.00See FINRA Report
David Richard Geake30888914901/17/2023Customer DisputeSettled$39,000.00$0.00See FINRA Report
David Richard Geake30888914901/09/2023Customer DisputePending$60,000.00$0.00See FINRA Report
David Richard Geake30888914912/29/2022Customer DisputeSettled$76,000.00$0.00See FINRA Report
David Richard Geake30888914911/28/2022Customer DisputeWithdrawn$75,000.00$0.00See FINRA Report
David Richard Geake30888914910/10/2022Customer DisputeSettled$100,000.00$0.00See FINRA Report
David Richard Geake30888914910/10/2022Customer DisputeSettled$50,000.00$0.00See FINRA Report

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