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FINRA Disclosures for David Richard Geake

Our Staff has compiled our research into a database of FINRA Disclosures for David Richard Geake. Search or filter the database to find more about this broker.

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Displaying 10 out of 46 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Richard Geake30888914907/08/2024Customer DisputePending$325,000.00$0.00See FINRA Report
David Richard Geake30888914907/01/2024Customer DisputePending$100,000.00$0.00See FINRA Report
David Richard Geake30888914905/22/2024Customer DisputeWithdrawn$35,000.00$0.00See FINRA Report
David Richard Geake30888914904/15/2024Customer DisputePending$111,000.00$0.00See FINRA Report
David Richard Geake30888914903/22/2024Customer DisputeSettled$35,000.00$0.00See FINRA Report
David Richard Geake30888914903/18/2024Customer DisputePending$32,000.00$0.00See FINRA Report
David Richard Geake30888914901/29/2024Customer DisputePending$410,000.00$0.00See FINRA Report
David Richard Geake30888914901/05/2024Customer DisputePending$100,000.00$0.00See FINRA Report
David Richard Geake30888914911/29/2023Customer DisputePending$0.00$0.00See FINRA Report
David Richard Geake30888914910/23/2023Customer DisputePending$1,500,000.00$0.00See FINRA Report

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