Our Staff has compiled our research into a database of FINRA Disclosures for Carl Dorsey Cornaglia. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carl Dorsey Cornaglia | 3067666 | 10 | 05/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Carl Dorsey Cornaglia | 3067666 | 10 | 03/19/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Carl Dorsey Cornaglia | 3067666 | 10 | 10/04/2011 | Customer Dispute | Settled | $351,925.00 | $0.00 | See FINRA Report |
Carl Dorsey Cornaglia | 3067666 | 10 | 10/04/2011 | Customer Dispute | Settled | $204,890.00 | $0.00 | See FINRA Report |
Carl Dorsey Cornaglia | 3067666 | 10 | 10/04/2011 | Customer Dispute | Settled | $868,708.00 | $0.00 | See FINRA Report |
Carl Dorsey Cornaglia | 3067666 | 10 | 04/08/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Carl Dorsey Cornaglia | 3067666 | 10 | 08/03/2009 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
Carl Dorsey Cornaglia | 3067666 | 10 | 05/11/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
Carl Dorsey Cornaglia | 3067666 | 10 | 11/24/2008 | Customer Dispute | Denied | $320,439.00 | $0.00 | See FINRA Report |
Carl Dorsey Cornaglia | 3067666 | 10 | 09/25/2001 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |