Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Gordon Cloud. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Gordon Cloud | 3021086 | 7 | 02/17/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Gordon Cloud | 3021086 | 7 | 11/08/2004 | Investigation | $0.00 | $0.00 | See FINRA Report | |
Thomas Gordon Cloud | 3021086 | 7 | 10/16/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Gordon Cloud | 3021086 | 7 | 07/06/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Gordon Cloud | 3021086 | 7 | 07/06/2001 | Customer Dispute | Award / Judgment | $271,046.00 | $271,046.00 | See FINRA Report |
Thomas Gordon Cloud | 3021086 | 7 | 01/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Thomas Gordon Cloud | 3021086 | 7 | 08/12/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |