Our Staff has compiled our research into a database of FINRA Disclosures for Neal John Clement. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Neal John Clement | 2997135 | 2 | 05/24/2011 | Customer Dispute | Settled | $381,140.00 | $0.00 | See FINRA Report |
Neal John Clement | 2997135 | 2 | 07/15/2009 | Customer Dispute | Settled | $430,183.00 | $0.00 | See FINRA Report |