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FINRA Disclosures for Ronald Fair Paull

Our Staff has compiled our research into a database of FINRA Disclosures for Ronald Fair Paull. Search or filter the database to find more about this broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ronald Fair Paull29682731102/16/2024Customer DisputePending$275,482.00$0.00See FINRA Report
Ronald Fair Paull29682731106/09/2022Customer DisputeSettled$97,953.00$0.00See FINRA Report
Ronald Fair Paull29682731101/31/2018RegulatoryFinal$0.00$0.00See FINRA Report
Ronald Fair Paull29682731112/08/2016RegulatoryFinal$0.00$0.00See FINRA Report
Ronald Fair Paull29682731112/15/2015FinancialFinal$0.00$0.00See FINRA Report
Ronald Fair Paull29682731108/06/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Ronald Fair Paull29682731111/05/2014Customer DisputeDenied$6,982.96$0.00See FINRA Report
Ronald Fair Paull29682731109/23/2014Customer DisputeDenied$37,020.00$0.00See FINRA Report
Ronald Fair Paull29682731105/08/2014Customer DisputeSettled$29,222.50$0.00See FINRA Report
Ronald Fair Paull29682731104/23/2013Customer DisputeDenied$0.00$0.00See FINRA Report

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