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FINRA Disclosures for Lloyd Douglas Hodgin

Our Staff has compiled our research into a database of FINRA Disclosures for Lloyd Douglas Hodgin. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lloyd Douglas Hodgin2954267503/07/2022RegulatoryFinal$0.00$0.00See FINRA Report
Lloyd Douglas Hodgin2954267511/09/2015Customer DisputeSettled$2,160,500.00$0.00See FINRA Report
Lloyd Douglas Hodgin2954267510/05/2012Customer DisputeAward / Judgment$0.00$30,000.00See FINRA Report
Lloyd Douglas Hodgin2954267512/15/2010Customer DisputeSettled$100,000.00$0.00See FINRA Report
Lloyd Douglas Hodgin2954267512/10/2001Customer DisputeDismissed$1,268,470.00$0.00See FINRA Report

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