Our Staff has compiled our research into a database of FINRA Disclosures for Adriel John Gaines. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adriel John Gaines | 2933961 | 9 | 10/13/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 03/03/2009 | Customer Dispute | Denied | $6,399.39 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 01/29/2009 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 01/29/2009 | Customer Dispute | Settled | $14,159.20 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 01/26/2009 | Customer Dispute | Settled | $9,875.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 01/26/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 09/20/2004 | Customer Dispute | Settled | $199,552.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 05/02/2002 | Customer Dispute | Denied | $25,971.90 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 02/14/2002 | Customer Dispute | Denied | $7,980.00 | $0.00 | See FINRA Report |