Our Staff has compiled our research into a database of FINRA Disclosures for Kathy Jeanne Bauers. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathy Jeanne Bauers | 2924245 | 3 | 08/17/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kathy Jeanne Bauers | 2924245 | 3 | 12/02/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kathy Jeanne Bauers | 2924245 | 3 | 12/23/2002 | Customer Dispute | Denied | $185,410.00 | $0.00 | See FINRA Report |