Our Staff has compiled our research into a database of FINRA Disclosures for Steven M Netzel. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven M Netzel | 2863170 | 11 | 04/14/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven M Netzel | 2863170 | 11 | 03/24/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Steven M Netzel | 2863170 | 11 | 02/09/2022 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Steven M Netzel | 2863170 | 11 | 09/14/2021 | Customer Dispute | Settled | $730,000.00 | $0.00 | See FINRA Report |
| Steven M Netzel | 2863170 | 11 | 04/12/2021 | Customer Dispute | Settled | $425,000.00 | $0.00 | See FINRA Report |
| Steven M Netzel | 2863170 | 11 | 10/22/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven M Netzel | 2863170 | 11 | 09/04/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Steven M Netzel | 2863170 | 11 | 08/22/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven M Netzel | 2863170 | 11 | 04/21/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Steven M Netzel | 2863170 | 11 | 10/07/2019 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |