Our Staff has compiled our research into a database of FINRA Disclosures for Richard Anthony Faraone. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Anthony Faraone | 2847732 | 6 | 09/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Anthony Faraone | 2847732 | 6 | 05/15/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Anthony Faraone | 2847732 | 6 | 04/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Anthony Faraone | 2847732 | 6 | 03/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Anthony Faraone | 2847732 | 6 | 02/06/2003 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Richard Anthony Faraone | 2847732 | 6 | 08/06/2002 | Customer Dispute | Settled | $41,721.00 | $0.00 | See FINRA Report |