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FINRA Disclosures for Scott Michael Rosenberg

Our Staff has compiled our research into a database of FINRA Disclosures for Scott Michael Rosenberg. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Scott Michael Rosenberg2754292806/21/2023Customer DisputePending$525,000.00$0.00See FINRA Report
Scott Michael Rosenberg2754292801/10/2023Customer DisputePending$500,000.00$0.00See FINRA Report
Scott Michael Rosenberg2754292810/11/2022Customer DisputeWithdrawn$900,000.00$0.00See FINRA Report
Scott Michael Rosenberg2754292805/13/2020Customer DisputeAward / Judgment$250,000.00$0.00See FINRA Report
Scott Michael Rosenberg2754292803/25/2020Customer DisputePending$1,200,000.00$0.00See FINRA Report
Scott Michael Rosenberg2754292808/26/2019Customer DisputeAward / Judgment$400,000.00$0.00See FINRA Report
Scott Michael Rosenberg2754292806/10/2019Customer DisputeDenied$1,000,000.00$0.00See FINRA Report
Scott Michael Rosenberg2754292802/15/2019Customer DisputeAward / Judgment$402,182.00$0.00See FINRA Report

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